中小微企业创新的测度与调查

The Measurement and Survey Practice of Innovation in Micro, Small and Medium-sized Enterprises

  • 摘要: 中国企业创新创业调查(Enterprise Survey for Innovation and Entrepreneurship in China,简称ESIEC)的主要目的之一,就是通过对中小微企业的调查填补中小企业创新数据缺失的空白。本文首先对创新测度和创新调查相关的理论和文献进行了梳理,其次对ESIEC的问卷设计进行了介绍,然后对ESIEC的企业创新数据的基本事实进行了分析,最后用CDM(Crepon, Duguet, and Mairessec)模型分析了中小微企业中研发、创新和生产率之间的关系。结果表明,在ESIEC的中小微企业中,研发、创新和生产率之间的关系与文献结论一致。相比中国现有的创新方面的微观数据,本文所依托的ESIEC具有以下四个方面的突出优势:①涵盖多维度的创新测度和较为全面的创新方面的信息,不仅有与国际通用创新调查数据相同的调查信息,还考虑了中国的经济特色,包含了一些与高质量发展相关的指标;②调查对象包含了小微企业;③调查对象不仅包含制造业,还包含多种服务业;④与国际上很多微观层面的创新调查采用线上或电话调查不同,ESIEC采用了由受过严格训练的访员面对面调查企业负责人或高管的方式。总之,ESIEC数据可以被很好地用来分析中国中小微企业的创新活动。初步分析结果表明,基于ESIEC的创新分析结果与文献一致:①企业规模对企业的研发投入决策起着至关重要的作用;②研发促进了产品创新和流程创新;③产品创新和流程创新都能促进劳动生产率。因此,ESIEC数据具有良好的可靠性,并且可以与欧盟创新调查(CIS)和美国的年度商业调查(ABS)进行可比性分析。

     

    Abstract: Innovation is a key driver of productivity,enhancing enterprise competitiveness,performance,and national economic growth.Therefore,technological upgrading and innovation have become crucial for national development and transformation.

    For Micro,Small,and Medium Enterprises (MSMEs),innovation holds increasing importance for survival and development.However,the research on the innovation activities of MSMEs remains more limited compared to larger firms in large due to lack of data.

    The Enterprise Survey for Innovation and Entrepreneurship in China (ESIEC) addresses this data gap by conducting surveys specifically on MSMEs.This article first reviews the theories and literature related to innovation measurement and innovation surveys.It then introduces the ESIEC questionnaire design,analyzes the basic facts of enterprise innovation data in ESIEC surveys,and finally employs the CDM model to analyze the relationship between R & D,innovation,and productivity in MSMEs included in the ESIEC surveys.The results confirm consistency with existing literature on the relationship between these three factors.Compared to existing micro-level innovation data in China,the ESIEC survey offers four key advantages:①It covers multidimensional innovation measurements and comprehensive information on innovation,including not only standard international innovation survey data but also incorporating indicators relevant to China's unique economic characteristics and high-quality development goals; ② It includes small and micro-enterprises as survey subjects; ③ It encompasses a variety of service industries alongside the manufacturing sector; ④ Unlike many online or telephone surveys,ESIEC utilizes face-to-face interviews conducted by rigorously trained interviewers with enterprise leaders or executives,ensuring data quality.In conclusion,ESIEC data provides a valuable data source for analyzing innovation activities of MSMEs in China.Preliminary analysis based on ESIEC data aligns with the existing literature,suggesting reliable data and the possibility of comparative analysis with well-known surveys,such as  the  Community Innovation Survey (CIS) and the Annual Business Survey (ABS) in the United States.


     

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