物理数据融合的多时间尺度锂电池状态联合估计

Multi-time Scale State Co-estimation of Lithium Battery Based on Physical Data Fusion

  • 摘要: 锂离子电池的荷电状态(State of charge,SOC)、剩余能量(State of energy,SOE)、峰值功率(State of power,SOP)、健康状态(State of health,SOH)的精准估计和剩余使用寿命(Remaining useful life,RUL)的准确预测是提高电池利用效率及安全性能的关键。为此,提出了一种物理数据融合的多时间尺度估计框架,以实现上述多状态参量的联合估计与预测。首先,选取一阶RC等效电路模型作为物理方法基础以实现锂离子电池的SOC、SOE和SOP的精准估计并探究了三者间的耦合关系;其次,依据电压、时间及增量容量(Incremental capacity,IC)数据提取特征值,基于半监督学习算法构建SOH估计模型,并利用长短期记忆神经网络(Long short-term memory network,LSTM)算法构建RUL预测模型;最后结合等效电路模型法和数据驱动法的优势,依据待估计电池状态特性构建了多状态联合估计框架,并使用NASA公开电池数据集开展实验验证,结果表明所提出的多尺度估计框架在估计精度与鲁棒性方面具有良好性能。

     

    Abstract: The accurate estimation of the state of charge(SOC), state of energy(SOE), state of power(SOP), state of health(SOH) and accurate prediction of the remaining useful life(RUL) of lithium-ion batteries are pivotal to enhancing battery utilization efficiency and safety performance. In order to achieve the aforementioned objective, a multi-time scale estimation framework based on physical data fusion is proposed. The purpose of this framework is to estimate and predict the aforementioned multi-state parameters. Firstly, the first-order RC equivalent circuit model is selected as the physical method basis to achieve accurate estimation of the SOC, SOE and SOP of lithium-ion batteries and explore the coupling relationship between the three. Secondly, according to the voltage, time and incremental capacity(IC) data, the characteristic values are extracted, the SOH estimation model is constructed based on the semi-supervised learning algorithm, and the RUL prediction model is constructed using the long short-term memory network(LSTM) algorithm. Finally, the merits of the equivalent circuit model method and the data-driven method are combined to construct a multi-state joint estimation framework according to the characteristics of the battery state to be estimated. The NASA public battery dataset is then used for experimental verification. The findings demonstrate that the proposed multi-scale estimation framework exhibits commendable performance in terms of estimation accuracy and robustness.

     

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