基于iCEEMDAN和迁移学习的锂离子电池SOH估计*

State of Health Estimation of Lithium-ion Batteries Based on iCEEMDAN and Transfer Learning

  • 摘要: 目前数据驱动的锂离子电池健康状态(State of health,SOH)估计方法已成为研究热点,但实车应用中产生的小样本数据问题会导致数据驱动模型精度低、泛化能力差等问题,由此提出一种基于特征模态分解及迁移学习的SOH估计方法。首先,从电池小样本数据片段中提取健康特征,通过改进的自适应噪声完备集合经验模态分解(Improved complete ensemble empirical mode decomposition with adaptive noise,iCEEMDAN)分离出本征模态分量(Intrinsic mode function,IMF)与残余分量(Res)两类包含不同特征信息的分量;然后将分解优化后的特征信息分别通过LSTM网络和BP网络进行针对性训练,构建特征信息与电池SOH的关联模型;最后将模型迁移至其他数据集估计电池的SOH。基于NASA公开电池数据集的试验结果表明,所提方法具有高准确度及泛化能力,估计的平均绝对误差(MAE)和方均根误差(RMSE)分别为2.34%和3.05%,迁移后的MAE和RMSE分别为1.13%和1.68%。

     

    Abstract: The data-driven method for state of health(SOH) of lithium-ion batteries is currently a research hotspot. For electric vehicle applications, however, it has to face the challenge of small sample data, which leads to low accuracy and poor generalization. A SOH estimation method based on feature mode decomposition and transfer learning is proposed. Firstly, health features are extracted from a small section of the battery data set, and then they are divided into the intrinsic mode function(IMF) part and the residual signal(RES) part by using the improved complete ensemble empirical mode decomposition with adaptive noise(iCEEMDAN). Secondly, the IMF and RES parts are trained through a long short-term memory network and a back-propagation network, respectively, achieving a combined base model between the health features and the SOH. Finally, the base model is transferred to other data sets for SOH estimation. Validation results based on the NASA battery data set show that the proposed method performs high accuracy and generalization ability. The mean absolute error(MAE) and root mean square error(RMSE) are about 2.34% and 3.05%, respectively. With transfer learning, the MAE and RMSE are reduced to 1.13% and 1.68%, respectively.

     

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